EDUCATION

Ph.D. in Management, School of Business, Sun Yat-sen University 1998
Master in Management, School of Business, Sun Yat-sen University 1991

EXPERIENCE

Academic
Assistant Professor, Associate Professor and Professor, School of Business, Sun Yat-sen University from 1991

Oversea
Visiting Scholar, New York State University Buffalo Campus in the United State 2002

PUBLICATIONS

BOOKS
Scholarly Books 
1. Gu, Naikang. 2003. International Operating Behavior of China’s Enterprises in Transition Economies. Sun Yat-sen University Press, 2003

REFEREED JOURNAL ARTICLES (since 2006)

2010
1.Gu, NaiKang and Chen, Hui. 2010. Stock Liquidity, Price Informativeness and Investment Decision of the Firm. Journal of Management Science , 23(1): 88-97
2. Gu, NaiKang and Chen, Hui. 2010. Stock Liquidity and  the Flotation Costs of SEO: Evidence from China’s Listed Companies. Contemporary Finance and Economics, (2): 58-67.
3. Sun, JinJun and Gu, NaiKang. 2010. Corporate Characteristic, Ownership Structure and Cash Holdings. Journal of Finance and Economics, 25(2): 85-95.
4. Gu, NaiKang and Chen, Hui. 2010. Stock Liquidity, Corporate Governance and Firm Operating Performance: Theory and Evidence Based on the Threat of Exit and Lock-in Effect.  Journal of Business Economics, (4): 57-66.
5. Chen, Hui, Gu, NaiKang and Wan XiaoYong. 2010. Stock Liquidity and the Dynamic Adjustment of Capital Structure: The Perspective of Time-varying Stock Market Friction. Chinese Review of Financial Studies, 2(4): 90-102.

2009
1. Gu, NaiKang and Sun, JinJun. 2009. The Effect of Different Regional Market Development on Corporate Cash Holdings.Management Review, 21(7): 10-17
2. Gu, NaiKang and Chen, Hui. 2009. Stock Liquidity and Capital Structure Decision: Evidence from China. Journal of Finance and Economics, 35(8): 37-48
3. Gu, NaiKang and Sun, JinJun. 2009. Financial Constraints，Cash Flow Volatility and Corporate Precautionary Cash Holdings. Journal of Business Economics, (4): 73-81
4. Gu, NaiKang, Li, XiaoJin and Chen, Hui. 2009. The leverage evolution and the role of initial leverage in determining capital structure. Communication of Finance and Accounting, (3): 35-39

2008
1. Gu Naikang, Zhang, Chao and Nin Yu. 2008. A Survey on Dynamic Capital Structure. Foreign Economics and Management, 30(9): 1-6
2. Gu Naikang and Sun Jinjun. 2008. The Market Value of Cash ：Evidence from Chinese Listed Companies. Journal of Management Science , 21(4): 96-104
3. Sun, Jinjun and Gu, Naikang. 2008. The Empirical Study between Managers’ Compensation and Corporate Investment.Research on Economics and Management , (6): 12-16
4. Chen, Hui and Gu, NaiKang. 2008. The Sensitive of Investment and Leverage. Modern Management Science , (11): 7-9
5. Gu, Naikang, Sun Jinjun and Zhang, Chao. 2008. A Survey on the Theory and Empirical Research of Cash Holdings. Modern Management Science , (11): 6-9

2007
1. Gu, Naikang and Sun, Jinjun. 2007. Managers’ Pecuniary Compensation,  Non-pecuniary Compensation and Corporate Diversification. Journal of Sun Yat-sen University: Social Science Edition, 47(4): 95-101
2. Gu, Naikang, Zhang, Chao and Sun Jinjun. 2008. An Empirical Study on Identifying the Most Reliable Factors on Capital Structure. Contemporary Finance and Economics, (3): 111-120.

2006

PROFESSIONAL

Research Funding (partial list)
National Natural Science Foundation of China, 1998 and 2008
National Social Science Fund, 1998
Humanities and Social Science Fund of Educational Ministry, 2008
Soft Science Fund of Guangdong Province, 2008
Research projects funded from the enterprise, 2008 and 2010

Conference Presentations (AOM, AIB and SMS only; other conferences omitted)
Gu, Naikang and Sun, Jinjun. 2008. Cash Holdings and Product Market Performance: Based on the Average Effect and Interval Effect, China International Conference in Finance 2009

TEACHING (since 2006)

Financial Management
International Financial Management
Financial Management Research
Financial Management Theory and Research Methods
Organization and Change
University Service (since 2006)
Members of Review Group in Discipline of Business Administration, Sun Yat-sen University
Doctoral Advising & Dissertation Committee (since 2006)
Has attended opening report, pre- and formal oral defense of Phd dissertation in Finance and Corporate Finance and Investment for several times, and serving as a committee member.